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BIO-PSYCHO-SOCIAL STRESS-VULNERABILITY MODEL FOR THE DEVELOPMENT OF (MENTAL) HEALTH AND ILLNESS with implications for treatment
 

Introduction

The importance of biological, psychological(cognitive), and social-behavioural factors in the aetiology of health and illness is generally accepted.  Also the influence of stress on vulnerability to illness has gained wide acceptance.  Selye(1956)and Pelletier(1977),  amongst others,  were pioneers in bringing these concepts together and in advocating a “holistic” approach to the study of the origin of health and disease.  “Adaptation” and “self-regulation” are key concepts within this holistic approach.  Another central concept is that of “response systems”,  which typically refer to the physiological, cognitive and behavioural processes within an individual organism.  Theoretical models based on an holistic orientation are of necessity “interactionist” in nature,  and very complex.  Holistic ways of thinking are challenging established “scientific” concepts of objectivity as the scientist is inevitably a “participant observer”.  This paper attempts to tentatively grapple with some of these ideas and to propose an aetiological model which uses the three response systems as the basis for redefining and integrating hitherto often haphazardly defined health and illness related concepts.
 

The regulation of deviant behaviour

Regulation as a social process
Groups of people (societies)  have been concerned with identifying and regulating behaviour which was perceived as harmful and inimical to the survival of the individual and that society as a whole.  The definition of “deviant behaviour” is obviously central to the process of regulation.  From time to time these definitions are changed to bring them in line with current knowledge,  beliefs and practices.

Decisions about deviance and what to do about it have needed to deal with the interface of “illness based deviance” and “deliberate anti-social behaviour”.  The latter is deemed to be within the individual’s control,  whereas in the former this control is believed to be largely lost.  Traditionally anti-social behaviour has been the domain of “the law”,  illness the domain of “medical science”,  with “religion” embracing both domains.

Regulation as an individual process
Organisms live in a kind of symbiosis with their environment and constantly interact with it in a state of complete interdependence.  Taken a step further,  there is a constant alternation between environment and organism :  the organism being its own environment as well as being part of the environment of other organisms,  and the total of this all strives to grow....etc.  maintaining a status quo in an ultimately cosmic equilibrium.  Each organism does this in its own distinctive way.  Human beings are part of this process.  A human being too can be seen as a peculiar conglomeration of many living organisms,  all interacting with each other.  These form an interdependent environment -a physiologically interdependent environment.  All these organisms are “tuned into each other”.  Their sensors are forever firing off responses to which other organisms react (and an absence of such a response can also act as a trigger or stimulus).  One response system (a sub-set of frequently interacting sensors,  a “team” of sensors,  a sense organ) sets another in motion in a continuous constantly changing(evolving and revolving) pattern  but with usually predictable outcome  [everything flows,  nothing lasts(Heraclites, ca. 500 B.C.),  and yet there is nothing new under the sun(Parmenides, ca. 500 B.C.)].

Consciousness and self-regulation
Many of the processes of living seem to be automatic,  i.e. they happen independently of our awareness.  These processes do not involve mechanisms which bring them to our awareness -they do not ‘noticeably’ stimulate our sense organs.  When the sense organs are sufficiently stimulated the organism responds -a response may be observed in the form of behaviour.  Human beings become aware of an internal build-up of stimulation and engage in covert behaviour (thinking)  which seems to give them (i.e.  gives them the perception that they have)  some sort of control over the timing and direction of the overt response,  the outcome of which is stored in memory for future reference.  The observed activity seems to stop when the sense organ’s equilibrium has been restored.  ‘Self-regulation’,  as is implied here,  is not dependent on awareness,  although it may include it.  Thus the definition of this concept as it is used here goes beyond its usual meaning which relies almost exclusively on conscious volition.  It is useful to make this distinction to escape the trap(vortex) of endless self-contemplation.

As suggested before, the human being may be seen as a conglomeration of sense organs(response systems) forming a relatively independent,  self-sufficient,  more complex sense organ which in turn forms a part (but not a necessarily essential part)  of a larger,  even more complex organism......etc.

Behaviour occurs as a self-regulatory response to a perceived imbalance in the status quo.  In this sense it may be said to be gaol-directed,  this goal being ultimately comfort and survival (in that order).

An organism’s behaviour becomes apparent (can be observed,  impinges upon an observer) when there occurs a change in the status quo and the change can be commented upon,  i.e.  measured against certain criteria.  Many changes are not directly apparent or obvious and only become so when certain thresholds have been reached.  Yet “internal” changes may be inferred.  The effect upon the observer’s behaviour can be observed by another organism,  etc.  There are systems within systems,  responding and co-responding constantly.  Thus the observer is always a “participant observer”.

The model suggested here goes beyond the conventional bio-psycho-social models in that it views social behaviour as all interactions with the larger environment,  not just with human beings.  It is deterministic in nature,  but does incorporate a ‘relatively free’ will.

An individual (i.e. an identifiable “system”)  can only deal directly with a limited number of systems on either side (i.e. inside and outside of it),  although individuals seem to differ in the extent to which they can accommodate the “bigger picture”.  When considering the “immediate picture” (i.e. set of current life circumstances) it is important to keep in mind that these considerations can only be limited.  Basically this means  our sciences and scientific methods present only one of many possible ways of dealing with survival issues.  They are only the current culturally accepted “best available way”,  and are by no means accepted as such by all.
 

The (human) organism as a bio-psycho-social response system

Descriptions of the regulatory or adaptive processes that take place within the human organism seem to fall into three main categories:  those that pertain to bodily(physiological,  biological,  somatic) processes,  those that pertain to mental(cognitive,  psychological) processes,  and those that pertain to behavioural(social) processes.  It seems thus both logical and convenient to distinguish three (sub)response systems corresponding to these processes:
 

  1. An (autonomic) physiological response system.
  2. A cognitive response system which operates within the physiological response system.  This is assumed to be very “highly developed” in humans,  by which is meant that it appears to be able to exercise a high degree of regulatory control through the “mechanisms” of “memory” and “reasoning”.
  3.  A behavioural response system which allows the organism to act upon its environment and upon itself.

Uni-dimensional versus multi-dimensional theories

Theories of human behaviour have been classified according to the degree to which they emphasize either one(uni-dimensional) or more(multi-dimensional) of these response systems(cf.  Molloy,1984).  The advantage of uni-dimensional approaches lies mainly in their relative ease of measurement and simplicity of experimental design.  However they have led to almost infinite reduction and fragmentation so as to make results almost meaningless.

On the other hand,  multi-dimensional approaches are of necessity interactionist and potentially very complex.  Here the danger is that they try to explain too much,  thereby also running into trouble with measurement and experimental design,  with also the risk of near meaningless results.

In practice there are two major problems with the application of multi-dimensional interactionist approaches in that essentially traditional measurement and experimental design techniques  are employed to test them.
 

Measurement
Already ill-defined concepts from uni-dimensional approaches are used to measure and evaluate multi-dimensional models without clearly specifying which response system they refer to,  and without specifying how these concepts might relate to each other to create health or illness.  There is a clear need for a framework which provides the means by which concepts can be defined and related to each other.

Experimental design
The experimental models used in the multi-dimensional approach still try to predict and ideally control for every possible eventuality.  This clearly is an impossible pursuit,  and  arguably unnecessary.  There is a need for a model which incorporates randomness and which is able to recognize and make use of the outcome of chance processes.

In the model proposed here the individual (organism)  is seen as a kind of container,  a more or less definable entity of more or less random ever-changing adaptive processes in which the container itself also plays an active part.
 

Incorporating randomness in experimental design

The idea for the model which is proposed here was inspired by the work of Dutch scientist Felix Hess some years ago.  Dr. Hess and his associate designed and constructed mobile electro-mechanical devices (little robot creatures) capable of  receiving,  storing (in a capacitor) and transmitting certain predetermined stimuli (sounds).  When the electrical charge in the creature’s capacitor had reached a certain threshold, having “listened to” a certain quantity of sounds transmitted by other creatures,  this creature would then be stimulated to perform certain predetermined behaviors:  e.g. it would also begin to transmit sounds as well as to move in the direction from where it perceived the sounds to be coming.  Thus these creatures would seek each other’s company.  This “behaviour” was terminated when the creatures bumped into each other,  as this would instantly discharge their capacitors.  Dr. Hess judged his creatures to be rather “stupid”  in that they could only respond to and transmit one or two stimuli.  Even then they behaved never in exactly the same ways (patterns) as conditions were always somewhat different.  Nevertheless certain predictable things happened when certain thresholds were reached.  It is not hard to imagine how complex these interaction patterns would become if these creatures were even less “stupid”.

It is postulated here that organic creatures (e.g.  humans)  behave rather like Dr. Hess’ creatures,  but that they are infinitely more “intelligent”,  resulting in infinitely more complex behaviour patterns.  Add to this,  as mentioned before,  that each individual “unit” consists of and is part of an infinite number of other units,  and “old-fashioned” notions of predictability become rather meaningless.  This is not to say that they are not useful in certain situations.  Moreover these ideas are of course not new (cf.  gaia theory,  chaos theory).

Especially in the study of physical and so-called mental illness multi-modal interactionist models seem to offer more promise in answering questions about which people develop illnesses and what kind of illnesses they develop, and who and what gets “healed” when.  For instance traditional scientific methods of prediction have failed in predicting adequately who will get cancer or schizophrenia and when,  and who will get cured,  or whose disease will go into remission and when,  without the use of highly intrusive methods.

Stress and vulnerability

Stress-vulnerability models,  which are typically interactive and holistic in nature,  postulate that stress,  however defined,  plays the central role in activating and influencing vulnerability thresholds for a wide variety of diseases.  In medical science the concept of an “immune system”  has been proposed to explain the self-healing nature of  living organisms.  The immune system may be seen as an example of complex,  but reasonably identifiable self-contained and self-regulating  “internal interactive processes”  which behave rather like a capacitor in Dr. Hess’ creatures.  Although it is possible to predict that illness or healing will occur when certain pre-conditions are met,  it is much less possible to predict exactly what will happen and when it will happen.  It is however believed that “stress”(i.e.  the regulatory demands placed on the system)  influences the vulnerability of the immune system,  i.e.  stress seems to control the threshold levels,  it controls the thermostat as it were.  It is also known that there is a point where the system begins to behave in an out  of synch fashion.  This is the point where the organism seems to be attacking itself.  It is believed that this is for instance how cancers develop.

It is proposed here,  perhaps somewhat symplistically,  that the auto-immune system  may be seen as forming part of the larger physiological response system,  and that the intellectual and assertive sub-systems may be helpful concepts for explaining the functioning of the cognitive and behavioural response systems respectively.  Thus just as the immune system “looks after”  physical functioning,  so does the intellectual response system (intelligence,  i.e.  reasoning)  take care of mental processes.  Physiological and cognitive functioning is “covert”  and not so easily observable.  However,  the way the entire organism acts to modify its environment (i.e.  asserts itself  -  the assertive response system -)  is overt and more easily observable.  In this model the physiological element plays a pivotal role (cf.  Molloy’s assertion about what he calls the “physiological imperative”,  Molloy,  1984 ).
 

Health/illness and the management of stress

If behaviour is instigated as a neutralizing response to stress,  then health and illness (i.e.  the level of comfort of the organism )  are dependent on the manner in which the organism “manages” this behaviour and thus manages stress to produce either positive or negative outcomes.  Languages have many words and concepts that describe and define the various stages of this process:  e.g.  we may say that the organism is stressed,  anxious, stimulated, angry,  depressed,  in panic,  obsessed,  happy,  neurotic, psychotic,  etc.).  Most of these words are so common that their meanings are hardly questioned.  Even if they are defined in psychological research their meanings often vary from study to study.  This has led to inconsistencies and difficulties in comparing results.

The model proposed here attempts not only to find a way of arriving at consistent definitions (figure 1),  but also to describe a logical progression from healthy to disordered responses,  thereby making it possible to imply appropriate intervention strategies(figure 2).  In that sense it follows the “positivist” tradition.  However, where the model may perhaps be seen to depart from this tradition is that it acknowledges interactive processes that are too complex to unravel,  and which have “ideographic” outcomes,  i.e.  they are beyond accurate prediction.  Yet,  once such an outcome has been observed it can then be treated as a pre-condition for other events in the traditional positivist manner.
 

Description of the model (figure 1)

The model attempts to describe how a (human) organism might respond when it is stimulated by a “stressor”,  i.ehow it might manage the “stress” caused by the stressor.  Theoretically the organism can be any organism.

The three Response Systems described earlier are at the core of the model.  The organism (O) progresses  or regresses through a number of Response States depending on how the O “manages” the stress.
 

Response States are categorized into three Response Modes:

Response Modes

Automatic

The stressor does not present any unusual problem to the O.

Rational/Constructive 

The stressor has an element of novelty and provides a challenge to the O.

Irrational/destructive/Self-defeating

The O fails to cope with the stressor (fails to neutralize it).

In order to define Stress and Relaxation Levels it seemed useful to associate these levels with the Response Modes as follows (these are suggestions only and more appropriate words could be substituted at a later stage):
 

Stress and Relaxation Level

Response Mode

Not stressed---Relaxed

The response state of the O when no stressor is perceived and it functions in automatic mode.

Stressed--------Stimulated

A (non- threatening) stressor has been perceived, the mode is still automatic.

Stressed--------Alert

A novel stressor has been perceived, the mode is now rational/constructive.

Distressed-----Alarmed

The O is having difficulty in dealing with the stressor in a rational-constructive way, but is still coping overall.

Distressed-----in Panic

The O has been unable to cope rationally and constructively and begins to “grasp at straws”, i.e. to behave in an irrational ad hoc fashion.

Stressed out--Chronic Hyper-Vigilance

The O has failed to adequately neutralize one or more stressors.  Thus it can’t relax in the presence of these stressors,  and continues to attempt to find any kind of solutions.  These solutions are likely to be irrational and ad hoc, but provide at least temporary relief, although in the longer term they become stressors in themselves, creating more stress etc.  In this sense they are like cancers.

The Response States associated with Response Modes and Stress-Relaxation Levels for the three Response Systems may be described as follows:
 

Response Mode:             Automatic

Response System

Stress/Relaxation Level:   Not stressed/Relaxed

Physiological

Relaxation Response, Limp, Resting

Cognitive

Meditative, Dreamlike, Placid

Behavioural

No observable activity, Inactive

When a  STRESSOR  is introduced it is hypothesized the following occurs:
 

Response Mode:              Automatic

Response System

Stress/Relaxation Level:    Stressed/Stimulated

Physiological

The O becomes aroused.

Cognitive

This makes the O attentive.

Behavioural

 If the situation is familiar the O will engage in routine habitual behaviour to neutralize the stressor.

If the outcome is positive, then in terms of mood/affect the O is euphoric (content).

If the situation is novel and routine behaviour is ineffective, the outcome is negative and the O may be said to be dysphoric (discontent).

In terms of the three response systems the following happens:
 

Response Mode:             Rational/Constructive

Response System

Stress/Relaxation Level:   Stressed/Alert

Cognitive

The O becomes concerned

Physiological

This mental concern instigates physical excitement.

Cognitive

This in turn may add to concern(thinking takes place).

Behavioural

As a result the O will engage in experimental and innovative behaviour.

If effective(outcome perceived as positive) these novel behaviours are likely to be learned and become part of the automatic cycle.  The outcome in terms of mood/affect is satisfaction.

If the novel behaviours are ineffective(outcome perceived as negative), mood/affect is characterized by dissatisfaction.
 

In terms of the three response systems the following happens:
 

 

Response Mode:             Rational/Constructive

Response System

Stress/Relaxation Level:   Distressed/Alarmed

Cognitive

The O experiences fear which is directed towards the specific stimulus situation.

Physiological

The physiological concomitant of fear is an increase in level of arousal akin to irritation (inflammation) 

Cognitive

This in turn may add to fear.

Behavioural

Behaviourally this is likely to manifest itself in an increase in frequency and intensity of attempts to overcome; the behaviour is hyperactive, but goal-directed.

If the outcome of this activity is successful(positive), then eventually it will be learned and become routine and habitual.  In terms of mood/affect the O may be said to be happy.

Mood/affect is characterized by anger if the outcome is unsuccessful(negative).
 

In terms of the three response systems the following happens:
 

Response Mode:             Irrational/Destructive/Self-defeating

Response System

Stress/Relaxation Level:   Distressed/Panic

Cognitive

The O experiences worry i.e. mental activity over a situation over which there is perceived loss of control.

Physiological

Somatically this is akin to “infection”.  The O experiences pain.

Cognitive

This adds to worry.

Behavioural 

The concomitant behaviour is likely to be random and tantrum-like.

Random behaviour may still lead to a satisfactory outcome, where the mood/affect may be described as elated.

However it is more likely that the outcome is unsatisfactory, where the mood/affect is characterized by anxiety.

In terms of the three response systems the following happens:
 

Response Mode:              Irrational/destructive/self-defeating

Response System

Stress/Relaxation Level:    Stressed out/Chronic hypervigilance

Cognitive

Here the O (at least the human O) is increasingly experiencing chronic ruminations, self doubts, paranoia, depressive thoughts etc.

Physiological

Somatically the O becomes increasingly “concerned” with healing physiological subsystems at the expense of the larger system; it begins to attack itself rather like a cancer.  This causes more pain, chronic distress, physiological breakdowns....

Cognitive

At the cognitive level the O now also needs to deal with what is happening physiologically, thus adding to the severity of the symptoms at this level.

Behavioural

Behaviourally the O will tend to increasingly avoid or neutralize the stressful situation(s) in any way it can. Chronic avoidance, hostile-dependent behaviour and obsessive compulsive behaviour are examples at this level..

Relatively pseudo-satisfactory outcomes may be arrived at, although there is likely to be permanent damage in the longer term.  Depending on outcome mood/affect is either manic (positive outcome) or depressed (negative outcome).
 
 

DIAGNOSTIC CATEGORIES and THERAPEUTIC INTERVENTION STRATEGIES

The point at which the various physiological, cognitive and behavioural adjustment responses transgress the threshold between “healthy” and “unhealthy” is dependent on social convention (as indicated earlier).  It is clear though that very complex interactive processes are at work.  The “flow-chart”(figure 1) only portrays the process at its “simplest” level.  Moreover these interactions are influenced in mostly unpredictable ways by both nature and nurture.  Thus outcomes of these processes are highly idiosyncratic. This is where an adaptation of Dr. Hess’ model would seem appropriate: when certain response state thresholds are reached, preconditions are established for further processes to be triggered;  these processes may either lead to further “deterioration”, but they may also initiate “healing processes”.

Within this context it is possible to make some assumptions about health (order) and illness (disorder), as well as about types of intervention strategies.  Figure 2 describes a model for the diagnosis, treatment and prognosis of (psychological and psychiatric) health/illness states.
 

The Healthy Organism

The Health/Illness Status of an organism is defined as healthy when the Stressor Status of the three response systems is intact and as a whole they function in a way which leads to stress reduction through effective coping with stressors within the context of the “normal” life expectancy and operating functions of the organism as a whole.  The healthy organism has within itself regulatory systems which guide this process.  The “immune sub-system” looks after the physiological (sub)system.  The “intellectual sub-system” could be said to look after the cognitive (sub)system.  Both together look after the behavioural (sub)system and the organism as a whole.  Interactions with the social/environmental system within which the individual lives are mutually reinforcing in a balanced way.

In terms of Therapeutic Intervention Strategies the organism may be said to be self-healing through work and play activities.
The Prognosis if the Interventions are Successful is for continued good health.
The Prognosis if the Interventions are Not Successful is for increasing stress levels, leading to probable impairment of one or more response systems when thresholds have been reached.
 

The Ill or Disordered Organism

An important feature of the Bio-Psycho-Social model as described above is that it allows for and encourages the taking into account of the degree to which all three response systems are involved in the development of an illness.  This in turn allows it to suggest which kind of mix of physiological, cognitive and behavioural interventions is most likely to be effective in halting, stabilizing or reversing the disease process.  These interventions may be seen as adaptive responses by the “social system” to which the organism belongs -thus a social system too may be diagnosed as sick if there appears to be too much emphasis on the application of only one intervention strategy to the exclusion of the other two (cf. medical interventions in our present day culture).

Disorders can range from an isolated single-subsystem disorder to complex multi-subsystem disorders, where the subsystems and eventually the whole organism become increasingly concerned with ad hoc “inverted” self-healing (i.e. self-attacking) activities at the expense of neighbouring systems and sub-systems.  The more sub-systems become involved. the more vulnerable the organism becomes.

The distinction between physical, mental and behavioural disorders thus becomes somewhat blurred and perhaps even irrelevant.  However, it may still be useful to make such distinctions depending on which of the three response systems is primarily involved.
This model also implies that there is not necessarily a dichotomous distinction between health and illness.  An organism can be both healthy and ill in varying degrees.
The model suggests three stages of illness development:

Stage 1:  Only one of the three response systems has become impaired and has thus acquired   stressor status.  The other two systems are still relatively intact and functioning    “normally.  The illness may be said to be “specific”.

Stage 2:  Two of the response systems have become significantly impaired and have acquired   stressor status,  with the third remaining relatively unaffected.  The illness may be said   to be “generalizing”.

Stage 3:  All three response systems have become significantly impaired.  The illness may be   said to have “generalized”.
 

A fuller description of the three stages follows:

STAGE 1
 

STRESSOR STATUS OF THE RESPONSE SYSTEMS

Physiological:

impaired

Cognitive:

intact

Behavioural:

intact

HEALTH/ILLNESS STATUS

 The diagnosis here is one of physical illness.

SYMPTOMATOLOGY

 This diagnosis is based on symptoms of physical discomfort and pain.

INTERVENTION STRATEGIES

Physiological interventions, medical as well as non-medical interventions, based on advice or recommendations aimed at maintaining and or strengthening the intact cognitive and behavioural response systems.  This includes advice to the relevant social support systems.

PROGNOSIS IF INTERVENTIONS SUCCESSFUL

Full and relatively speedy adaptation.

PROGNOSIS IF INTERVENTIONS NOT SUCCESSFUL

Increased “strain”(defined as: condition of a body subjected to stress), resulting in increased likelihood of impairment of the intact response systems.

STRESSOR STATUS OF THE RESPONSE SYSTEMS

Physiological:

intact

Cognitive:

impaired

Behavioural:

intact

HEALTH/ILLNESS STATUS

 Cognitive illness.

SYMPTOMATOLOGY

This diagnosis is made on the basis of symptoms of cognitive(i.e. mental) discomfort likely to be reported as fear, anxiety, worry and depression.

INTERVENTION STRATEGIES

Cognitive therapeutic counselling methods based on advice or recommendations aimed at maintaining and /or strengthening the intact physiological and behavioural response systems.  This includes advice to the relevant social support systems.

PROGNOSIS IF INTERVENTIONS SUCCESSFUL

Full and relatively speedy adaptation

PROGNOSIS IF INTERVENTIONS NOT SUCCESSFUL

Increased “strain”, resulting in increased likelihood of impairment of the intact response systems.

STRESSOR STATUS OF THE RESPONSE SYSTEMS

 Physiological:

intact

Cognitive:

intact

Behavioural:

impaired

HEALTH/ILLNESS STATUS

 Behavioural illness

SYMPTOMATOLOGY

This diagnosis is bases on ineffective(faulty) coping behaviour

INTERVENTION STRATEGIES

Behavioural counselling methods based on advice or recommendations aimed at maintaining and/or strengthening the intact physiological and cognitive response systems.  This includes advice to the relevant social support systems.

PROGNOSIS IF INTERVENTIONS SUCCESSFUL

Full and relatively speedy adaptation.

PROGNOSIS IF INTERVENTIONS NOT SUCCESSFUL

Increased “strain”, resulting in increased likelihood of impairment of the intact response systems.

STAGE 2
 

STRESSOR STATUS OF THE RESPONSE SYSTEMS

 Physiological:

impaired

Cognitive:

impaired

Behavioural:

intact

HEALTH/ILLNESS STATUS and SYMPTOMATOLOGY

Somato-Cognitive Illness:    Physiological symptoms significantly affecting cognitive processes.
Cognitive-Somatic Illness:    Faulty cognitions significantly affecting bodily functions.

INTERVENTION STRATEGIES

Advanced physiological and cognitive intervention strategies, while maintaining and/or strengthening intact behaviour patterns, with advice and instructions to the relevant social support systems.

PROGNOSIS IF INTERVENTIONS SUCCESSFUL

Prevention of further deterioration, while increasing the likelihood of appropriate adaptation.

PROGNOSIS IF INTERVENTIONS NOT SUCCESSFUL

Increased “strain”, resulting in increased likelihood of impairment of the intact response system and the establishment of a negative feedback loop.

STRESSOR STATUS OF THE RESPONSE SYSTEMS

Physiological:

impaired

Cognitive:

intact

Behavioural:

impaired

HEALTH/ILLNESS STATUS and SYMPTOMATOLOGY

Somato-Behavioural Illness:    Physiological impairment compounded by inappropriate behavioural responses to it.
Behavioural-Somatic Illness:    Behavioural disorder compounded by physiological impairments resulting from it.

INTERVENTION STRATEGIES

Advanced physiological and behavioural intervention strategies, while maintaining and/or strengthening intact cognitions, with advice and instructions to the relevant social support systems.

PROGNOSIS IF INTERVENTIONS SUCCESSFUL

Prevention of further deterioration, while increasing the likelihood of appropriate adaptation.

PROGNOSIS IF INTERVENTIONS NOT SUCCESSFUL

Increased “strain”, resulting in increased likelihood of impairment of the intact response system and the establishment of a negative feedback loop.

STRESSOR STATUS OF THE RESPONSE SYSTEMS

Physiological:

intact

Cognitive:

impaired

Behavioural:

impaired

HEALTH/ILLNESS STATUS and SYMPTOMATOLOGY

Cognitive-Behavioural Illness:    Faulty cognitions which have led to and are compounded by inappropriate behaviours.
Behavioural-Cognitive Illness:    Inappropriate behaviour due to and compounded by faulty thinking.

INTERVENTION STRATEGIES

Advanced cognitive and behavioural intervention strategies, while maintaining and/or strengthening the intact physiological response system, with advice and instructions to the relevant social support systems.

PROGNOSIS IF INTERVENTIONS SUCCESSFUL

Prevention of further deterioration, while increasing the likelihood of appropriate adaptation.

PROGNOSIS IF INTERVENTIONS NOT SUCCESSFUL

Increased “strain”, resulting in increased likelihood of impairment of the intact response system and the establishment of a negative feedback loop.

STAGE 3
 

STRESSOR STATUS OF THE RESPONSE SYSTEMS

Physiological:

impaired

Cognitive:

impaired

Behavioural:

impaired

HEALTH/ILLNESS STATUS and SYMPTOMATOLOGY

Somato-Cognitive-Behavioural Illness:    Reciprocal involvement of all three response systems to a significant extent.

INTERVENTION STRATEGIES

Complex and largely experimental combinations of physiological, cognitive and behavioural interventions, where full involvement of the social support system is essential.

PROGNOSIS IF INTERVENTIONS SUCCESSFUL

Reversal of the negative feedback loop and increasing possibility of appropriate adaptation.

PROGNOSIS IF INTERVENTIONS NOT SUCCESSFUL

The entrenching of the negative feedback loop with eventual full dependence on social support systems.

Diagnosis of Multiple-System Disorders

In psychiatric an psychological literature, definitions of concepts referring to combinations of physical,  mental and behavioural functioning are notoriously vague and confusing.  Such concepts as “psychosomatic”, “psychogenic”, “organic”, “functional”, “somatogenic”, etc., seem often to refer to single system impairments as well as to combined system impairments.  By recognizing and giving virtually equal status to the three response systems, the model presented in figure 2 seems to provide some interesting and possibly useful implications and guidelines for the diagnosis of multiple-system disorders.

It would be tempting to translate these traditional concepts into the proposed model.  However this would probably not be very useful, as was the case when it was attempted to translate psychoanalytic terminology into behavioural terminology, and vice versa.  For instance the concept of “Behavioural Disorder” could replace “Personality Disorder”.  However, “Psychosomatic” could equally be replaced with “Cognitive-Somatic” as with “Cognitive-Behavioural”.  Thus the proposed system offers more specificity and precision.
 

Treatment of Multiple-System Disorders

With the decline of metaphysical explanations of illness and the rapid advances in the medical sciences, there has been a tendency for medically based interventions to take precedence over other types of treatment.  A feature of the “medical model” is that it focuses almost exclusively on the “sick” or “disordered” response system, while generally only paying lip-service to the status of the “intact” systems.  In practice cognitive and behavioural models have also tended to follow this path, although perhaps to a lesser extent.  The model presented in figure 2 highlights the importance of combined physiological(both medical -i.e. pharmaceutical- and non-medical), cognitive and behavioural intervention strategies especially in the treatment of multiple-system disorders.  Moreover, this model implies that interventions which exclusively target impaired response systems are less likely to be effective than interventions which equally aim to maintain or strengthen relatively intact response systems.

The model also acknowledges the role of the systems(in particular the social system) within which the individual “organism” lives, and with which it has an interdependent relationship.  It views social and medical “scientist-practitioners” not only as the social system’s experts at treating physiological, cognitive and behavioural illnesses within the individual, but also as having a knowledge and understanding of the reciprocal ways in which social structures and individuals can impact on each other in producing or alleviating stress.  Thus their task will often include relevant advice and recommendations to the social support system, based on this knowledge and understanding.

While the eatiology of multiple system disorders is complex (it may be difficult to tease out the order in which the response systems become impaired and to what extent) the basic conceptual framework presented above is relatively straightforward, comprising just three elements: (1) an individual (organism).represented by three response systems, (2) a stressor, and (3) a (social) environment.

Equally straightforwardly intervention strategies basically aim to achieve modifications in one of more of these three elements.  More specifically in this model agents of the social environment are seen as assisting an individual with bringing about modifications in his/her three response systems in order to more effectively deal with a stressor, ultimately for the benefit of the larger system of which they form a part.  Again the philosophy underlying the principles by which change in each of the response systems is effected is relatively uncomplicated: ie.changes in the pgysiological response system are brought about by behavioural and medical techniques such as physical exercise, diet, relaxation, medication;  changes in the cognitive response system are achieved by appeal to “rationality”;  and changes in the behavioural response system are brought about by manipulation of consequences.  However, since these response systems are highly interrelated, any interventions strategy must be expected to affect the system as a whole, and this is where application and monitoring of interventions can become very complex.

An integrated intervention approach based on the model summarized in figures 1 and 2 has been developed and is in need of further evaluation.  The approach is ecclectic in the sense that it uses combinations of established and proven physiological, cognitive and behavioural methods.  A similar approach has been used successfully by Barlow et al.(1988) for the treatment of panic.  However it is here suggested that this approach can also have beneficial applications outside the field of mental illness, as an adjunct to other forms of intervention(eg. medical) or even as a primary intervention strategy. It would be particularly applicable to so-called “life-style diseases”.
 

Taxonomy of bio-psycho-social interventions

The interventions referred to above may be classified as follows:
 

Physiological

Bio-feedback training,  include. relaxation training

Cognitive

Evaluation of faulty logic(eg.Beck et al.1985)

Behavioural

Shaping, modeling, systematic reinforcement of desired responses etc.

Cognitive/Physiological

Rational “emotive” methods, positive self-talk combined with applied relaxation

Cognitive/Behavioural 

Behaviour rehearsal in imagination

Physiological/Behavioural

Desensitization

Physiological/Cognitive/Behavioural

In vivo exposure therapy combined with applied relaxation methods and rational self-talk

Strictly speaking of course physiological, cognitive and behavioural methods all contain elements of each other. This would also apply to various models of Hypnotherapy.
 

Dan Plooij
1996/1998
 
  

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